Conduct Risk

Press release: AXA, Legal & General and Aviva come together in November summit to promote good conduct for the insurance industry
EC Newsdesk, (Aug 21, 2015)

AXA’s Group Chief Compliance Officer and 150+ compliance leaders discuss culture change, good conduct and customer outcomes at the Compliance and Conduct Risk in Insurance Summit this November 5-6 2015.
Banking: HSBC – What chance reform?
Sam Phipps, (Apr 9, 2015)

Despite declarations that ‘things are different now’, there is little sign of the necessary cultural change at HSBC
Analysis: Business ethics reporting – Public enemy number one – again
Sam Phipps, (Mar 13, 2015)

The financial sector tops the list of ethical failings most reported by the media, for a third successive year
To lower bank conduct risk, elevate the employees
Wilfred Chow, (Feb 10, 2015)

Even after the financial crisis, we continue to witness a stunning parade of bank scandals.
Banks still mired in red over conduct risk
Sam Phipps, (Feb 8, 2015)

Public trust in the banking sector continues to take a battering after a series of scandals and fines. “Conduct risk” is the new buzz phrase, but can it be clearly defined and how can it be managed effectively for competitive advantage?

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